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Signature Guarantee

Southwest FCU provides signature guarantees for members intending to transfer or trade registered securities such as stocks, bonds, or mutual funds.

Required Information and Documents Needed by Member

  • One of the following forms of photo identification:
    • Driver’s License
    • State ID
    • Military ID
    • Passport
  • Proof of legal ownership must be presented on an official document that reflects the owner(s) name and account number:
    • Actual stock certificate
    • Recent statement of account

All owners of the security/asset must appear and endorse the document(s) in person at the same time. We also require the amount of the transaction (that can be found on the statement).

In the event of a name change due to marriage, divorce, death, or a trust account, additional documentation will be required as appropriate:

  • Marriage License
  • Divorce Decree
  • Death Certificate
  • Trust Document

Authorized guarantors are at each of our branches, and no appointment is necessary.